Investors Forum |
A community of New Zealand investors |
06-15-2010
|
#1 (permalink) |
|
Senior Member
Join Date: Dec 2006
Posts: 35,569
|
Adviser banned under new laws
The Securities Commission has for the first time banned a financial adviser, after he was found guilty of theft and forgery.Laws introduced in February 2008 gave the commission the power to take action over disclosure and made...
More... |
|
|
 |
| Thread Tools | |
Similar Threads
|
||||
| Thread | Thread Starter | Forum | Replies | Last Post |
| Markets not exempt from Easter laws | TheInformant | Business News | 0 | 04-04-2010 10:40 AM |
| SMEs unlikely to be moved by new laws | TheInformant | Business News | 0 | 05-23-2008 01:55 PM |
| $9m to speed up laws on advisers | TheInformant | Business News | 0 | 05-23-2008 01:55 PM |
| New securities laws start in Feb | TheInformant | Business News | 0 | 12-04-2007 10:44 AM |
| Warning new laws favour big banks | TheInformant | Business News | 0 | 12-18-2006 02:17 PM |
